29 compliance officer job offers in Mumbai, Maharashtra

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  • Compliance Officer

    new Anand Rathi Share and Stock Brokers Mumbai, Maharashtra

    ...all equity trading activities conducted on behalf of institutional clients comply with SEBI regulations, stock exchange requirements, and internal compliance...
    1 day ago in Jobrapido

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  • Compliance Officer

    1 Finance Mumbai, Maharashtra

    ...filing, and backend processing tasks Assist in preparing operational reports, dashboards, and MIS Coordinate with front-office, finance, or compliance...
    9 days ago in Jobrapido

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  • Operations & Compliance Officer

    Stellar Capital Management Mumbai, Maharashtra

    ...cash compensation (₹15–25 LPA) Free access to Stellar's employee-only investment fund Role Description We are recruiting for an operations & compliance...
    4 days ago in Jobrapido

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  • Compliance Officer-3-10-Years-Mumbai

    new Mangalam Placement Mumbai, Maharashtra

    Role: Compliance Officer Experience: 3 to 10 Years Location: Mumbai Qualification: MBA in CSR Job Description: Key Responsibilities: CSR Policy & Practice...
    1 day ago in Jobrapido

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  • Operations & Compliance Officer

    Stellar Capital Management Mumbai, Maharashtra

    ...compliance, operations, finance, and client interactionsStellar CultureFulfilment through the best work of our lives Pursuit of ExcellenceWe are not a...
    3 days ago in Whatjobs

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  • Legal & Compliance Officer

    Confidential Mumbai, Maharashtra

    Role: Legal & Compliance Officer Location: Mumbai (Prabhadevi) Qualification: CS + PG Diploma in Securities Laws or LLB + PG Diploma in Securities Laws...
    Gross/year: ₹ 10.5 lakhs
    30+ days ago in Monster India PREMIUM

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  • Compliance Officer – Mutual Fund

    Nuvama Group Mumbai, Maharashtra

    Position Summary: The Mutual Fund Compliance Officer is responsible for ensuring that the mutual fund’s operations, activities, and dealings comply with all...
    22 days ago in Jobrapido

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  • Senior Compliance Officer - Institutional Equities

    Nuvama Group Mumbai, Maharashtra

    ...compliance approvals, regulatory communications, audit reports, and policy documents. Prepare MIS and reports for internal stakeholders and regulators...
    29 days ago in Jobrapido

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  • Risk and Compliance Officer

    Confidential Mumbai, Maharashtra

    Job Title: Risk and Compliance Officer Location: Mumbai, India Reporting To: Chief Executive Officer / Head of Compliance Department: Risk and Compliance Job...
    30+ days ago in Monster

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  • Risk Compliance Officer

    Confidential Mumbai, Maharashtra

    About NJ Group: NJ Group is a leading player in the Indian financial services industry known for its strong distribution capabilities. Started in the year 1994
    30+ days ago in Monster India PREMIUM

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  • Senior Officer, Specialist, Fraud Operations and...

    new DBS Bank Mumbai, Maharashtra

    Senior Officer, Specialist, Fraud Operations and Monitoring, Legal, Compliance & Secretariat-(WD70212) Business Function Group Legal, Compliance &...
    1 day ago in Talent.com

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  • CS & Compliance Officer(The Company Who Is In The Process...

    Confidential Mumbai, Maharashtra

    Position: CS & Compliance Officer(The company who is in the Process of IPO) Qualification: CS Experience: 6 to 10 years Must have experience in listed...
    30+ days ago in Monster India PREMIUM

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  • Compliance officer | (HJ-168)

    1 Finance Mumbai, Maharashtra

    ...filing, and backend processing tasks. Assist in preparing operational reports, dashboards, and MIS. Coordinate with front-office, finance, or compliance...
    3 days ago in Kitjob_in

    Report

  • Compliance officer RS260

    1 Finance Mumbai, Maharashtra

    ...filing, and backend processing tasks. Assist in preparing operational reports, dashboards, and MIS. Coordinate with front-office, finance, or compliance...
    2 days ago in Kitjob_in

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  • U552 Compliance Officer

    new 1 Finance Mumbai, Maharashtra

    ...filing, and backend processing tasks. Assist in preparing operational reports, dashboards, and MIS. Coordinate with front-office, finance, or compliance...
    1 day ago in Kitjob_in

    Report

  • Compliance Officer - PV - BEE211

    unichem laboratories Mumbai, Maharashtra

    Responsibilities. Ensure ongoing compliance with standard operating procedures. Act as liaison with auditors and regulatory inspectors and assume...
    3 days ago in Kitjob_in

    Report

  • [IJ574] | Operations & Compliance Officer

    new Stellar Capital Management Mumbai, Maharashtra

    ...compliance, operations, finance, and client interactions Stellar Culture Fulfilment through the best work of our lives Pursuit of Excellence We are not a...
    1 day ago in Kitjob_in

    Report

  • [KRV696] | Operations & Compliance Officer

    new Stellar Capital Management Mumbai, Maharashtra

    ...compliance, operations, finance, and client interactions Stellar Culture Fulfilment through the best work of our lives Pursuit of Excellence We are not a...
    1 day ago in Kitjob_in

    Report

  • Compliance Officer – Mutual Fund - [S-644]

    Nuvama Group Mumbai, Maharashtra

    Position Summary: The Mutual Fund Compliance Officer is responsible for ensuring that the mutual fund’s operations, activities, and dealings comply with all...
    2 days ago in Kitjob_in

    Report

  • Z92 Senior Regulatory Compliance Officer

    beBeeRegulatoryAffairs Mumbai, Maharashtra

    Job Title: Deputy Manager Regulatory Affairs ", "About the Role: We are seeking a skilled Deputy Manager Regulatory Affairs to join our team. The successful can
    2 days ago in Kitjob_in

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  • Operations & Compliance Officer [XOG212]

    Stellar Capital Management Mumbai, Maharashtra

    ...cash compensation (₹15–25 LPA). Free access to Stellar's employee-only investment fund Role Description We are recruiting for an operations & compliance...
    3 days ago in Kitjob_in

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  • [Y280] - Operations & Compliance Officer

    Stellar Capital Management Mumbai, Maharashtra

    ...cash compensation (₹15–25 LPA) Free access to Stellar's employee-only investment fund Role Description We are recruiting for an operations & compliance...
    3 days ago in Kitjob_in

    Report

  • Compliance Officer – Mutual Fund - (QA-602)

    new Nuvama Group Mumbai, Maharashtra

    Position Summary: The Mutual Fund Compliance Officer is responsible for ensuring that the mutual fund’s operations, activities, and dealings comply with all...
    1 day ago in Kitjob_in

    Report

  • (H735) | Senior Compliance Officer - Institutional Equities...

    Nuvama Group Mumbai, Maharashtra

    ...compliance approvals, regulatory communications, audit reports, and policy documents. Prepare MIS and reports for internal stakeholders and regulators...
    2 days ago in Kitjob_in

    Report

  • E-859 - Compliance Officer – Mutual Fund

    new Nuvama Group Mumbai, Maharashtra

    Position Summary: The Mutual Fund Compliance Officer is responsible for ensuring that the mutual fund’s operations, activities, and dealings comply with all...
    1 day ago in Kitjob_in

    Report

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29 compliance officer job offers in Mumbai, Maharashtra

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