29 compliance officer job offers in Mumbai, Maharashtra

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  • Exchange Compliance Officer

    Bullsmart Mumbai, Maharashtra

    ...in Commerce, Law, or a related field. Minimum 3-4 years of experience in regulatory compliance, preferably in a stockbroking or financial services
    2 days ago in Jobrapido

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  • Compliance Officer

    new Qode Mumbai, Maharashtra

    Job Description Role Overview: We are looking for a sharp and detail-oriented Compliance Officer to support our Portfolio Management Services (PMS) business...
    11 h 27 minutes ago in Talent.com

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  • Compliance Officer (Maternity cover)

    new Agvesto Mumbai, Maharashtra

    About the job Job: Compliance Officer (Maternity cover) Location: Kalina BKC, Mumbai, India (100% Office based) We’re looking to hire a compliance officer...
    11 h 24 minutes ago in Talent.com

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  • Compliance Officer (PMS)

    new Arin Consultancy Mumbai, Maharashtra

    ...of digital onboarding process. Involved in compliance activities for the investment advisory business (if possible) – Disclosure Document drafting and updating
    20 h 12 minutes ago in Talent.com

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  • Exchange Compliance Officer

    new Bullsmart Mumbai, Maharashtra  +95 locations

    ...in Commerce, Law, or a related field. Minimum 3-4 years of experience in regulatory compliance, preferably in a stockbroking or financial services
    11 h 29 minutes ago in Talent.com

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  • Compliance Officer

    Confidential Mumbai, Maharashtra

    To undertake compliance testing for new circulars/ regulations and existing circulars / regulations to ensure compliance with respect to regulatory circulars...
    Gross/year: ₹ 12 lakhs
    30+ days ago in Monster

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  • Compliance Officer Alternate Investment Fund

    new Acaipl Investment Mumbai, Maharashtra

    Job Description Areion Assets Management Private Limited Job Title: Manager. Compliance Officer Location: Mumbai Type: Full-Time About Us: Areion Assets...
    1 day ago in jobvertise.com

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  • Compliance Officer – Financial Services

    new Arin Consultancy Mumbai, Maharashtra

    We are seeking a Company Secretary and/or LLB (15-20 years of experience) as our Head of Compliance who is looking forward to an extremely intense and...
    19 h 45 minutes ago in Talent.com

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  • Senior Compliance Officer - Institutional Equities

    Nuvama Group Mumbai, Maharashtra  +1 Location

    ...compliance approvals, regulatory communications, audit reports, and policy documents. Prepare MIS and reports for internal stakeholders and regulators...
    2 days ago in Talent.com

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  • Legal & Compliance Officer

    Confidential Mumbai, Maharashtra

    Role: Legal & Compliance Officer Location: Mumbai (Prabhadevi) Qualification: CS + PG Diploma in Securities Laws or LLB + PG Diploma in Securities Laws...
    Gross/year: ₹ 10.5 lakhs
    8 days ago in Monster India PREMIUM

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  • Risk and Compliance Officer

    Confidential Mumbai, Maharashtra

    Job Title: Risk and Compliance Officer Location: Mumbai, India Reporting To: Chief Executive Officer / Head of Compliance Department: Risk and Compliance Job...
    25 days ago in Monster

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  • Employee Compliance Officer, AS

    Confidential Mumbai, Maharashtra

    Role Description As an Associate of Employee Compliance in Central Compliance, primary focus will be to review, approve and monitor employee activity within...
    Gross/year: ₹ 8 lakhs
    30+ days ago in Monster

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  • Corporate Compliance Officer

    Confidential Mumbai, Maharashtra

    ...Motivated, Result Driven Leadership: Alignment to Organisation Goals Industry Type: Asset ManagementFinancial Services Function: Company Secretary / Compliance...
    24 days ago in Monster

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  • Employee Compliance Officer, AVP

    Confidential Mumbai, Maharashtra

    Role Description The Employee Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding...
    Gross/year: ₹ 10 lakhs
    30+ days ago in Monster

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  • Senior Officer, Specialist, Fraud Operations and...

    new DBS Bank Mumbai, Maharashtra

    Senior Officer, Specialist, Fraud Operations and Monitoring, Legal, Compliance & Secretariat-(WD70212) Business Function Group Legal, Compliance &...
    1 day ago in Talent.com

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  • Risk Compliance Officer

    Confidential Mumbai, Maharashtra

    About NJ Group: NJ Group is a leading player in the Indian financial services industry known for its strong distribution capabilities. Started in the year 1994
    30+ days ago in Monster India PREMIUM

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  • RPMG: Compliance and Risk Officer

    Confidential Mumbai, Maharashtra

    ...of financial statements, ratios Understanding of compliance and regulatory norms Good relationship management and strong communication and presentation skill
    Gross/year: ₹ 13 lakhs
    30+ days ago in Monster

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  • Compliance Officer - Capital Markets Compliance

    Confidential Mumbai, Maharashtra

    Job Summary: The Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements...
    30+ days ago in Monster India PREMIUM

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  • CS & Compliance Officer(The Company Who Is In The Process...

    Confidential Mumbai, Maharashtra

    Position: CS & Compliance Officer(The company who is in the Process of IPO) Qualification: CS Experience: 6 to 10 years Must have experience in listed...
    29 days ago in Monster India PREMIUM

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  • Compliance Officer - [X849]

    new InZone Mumbai, Maharashtra

    We are seeking a meticulous and knowledgeable Compliance Officer to ensure adherence to regulatory standards and oversee compliance within our organization...
    1 day ago in Kitjob_in

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  • Compliance Officer [YOD528]

    new InZone Mumbai, Maharashtra

    We are seeking a meticulous and knowledgeable Compliance Officer to ensure adherence to regulatory standards and oversee compliance within our organization...
    1 day ago in Kitjob_in

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  • Compliance Officer (M-636)

    new InZone Mumbai, Maharashtra  +1 Location

    We are seeking a meticulous and knowledgeable Compliance Officer to ensure adherence to regulatory standards and oversee compliance within our organization...
    1 day ago in Kitjob_in

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  • Gmp Compliance Officer OF197

    new Leading Mumbai, Maharashtra

    Key Responsibilities To co-ordinate training programmes and train individuals in their relevant operation and continual focus on cGMP trainings. Develop test pl
    1 day ago in Kitjob_in

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  • M-567 - Compliance Officer

    new Nameless Mumbai, Maharashtra

    ...with excellent analytical and communication skills. You should have experience in FCPA Compliance, Internal Controls, and Financial Investigations.
    1 day ago in Kitjob_in

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  • (X330) Compliance Officer Product Development

    new Recognized Mumbai, Maharashtra

    ...protection principles. Excellent written and verbal communication skills. Attention to detail and ability to identify and resolve potential compliance issues.
    1 day ago in Kitjob_in

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29 compliance officer job offers in Mumbai, Maharashtra

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